Compliance is essentially a business ethos and methodology, defined by high standards of client care and business practice. However, underlying these simple concepts are volumes of ever-changing prescriptive rules and industry regulations.

Ascendant Compliance Management helps us ensure that our practice is fulfilling our fiduciary duty to you by putting critical measures in place to ensure we are in compliance with state and federal regulations.

Ascendant Compliance Management

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Heartland Wealth Advisors, L.L.C.
7015 College Boulevard, Suite 750
Overland Park, KS 66211
phone: 913.469.8228
fax: 913.469.8219